Identifying and Estimating Effects of Sustained Interventions under Parallel Trends Assumptions

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Citation

Renson, Audrey; Hudgens, Michael G.; Keil, Alexander P.; Zivich, Paul N.; & Aiello, Allison E. (2023). Identifying and Estimating Effects of Sustained Interventions under Parallel Trends Assumptions. Biometrics, 79(4), 2998-3009. PMCID: PMC10539489

Abstract

Many research questions in public health and medicine concern sustained interventions in populations defined by substantive priorities. Existing methods to answer such questions typically require a measured covariate set sufficient to control confounding, which can be questionable in observational studies. Differences-in-differences rely instead on the parallel trends assumption, allowing for some types of time-invariant unmeasured confounding. However, most existing difference-in-differences implementations are limited to point treatments in restricted subpopulations. We derive identification results for population effects of sustained treatments under parallel trends assumptions. In particular, in settings where all individuals begin follow-up with exposure status consistent with the treatment plan of interest but may deviate at later times, a version of Robins' g-formula identifies the intervention-specific mean under stable unit treatment value assumption, positivity, and parallel trends. We develop consistent asymptotically normal estimators based on inverse-probability weighting, outcome regression, and a double robust estimator based on targeted maximum likelihood. Simulation studies confirm theoretical results and support the use of the proposed estimators at realistic sample sizes. As an example, the methods are used to estimate the effect of a hypothetical federal stay-at-home order on all-cause mortality during the COVID-19 pandemic in spring 2020 in the United States.

URL

http://dx.doi.org/10.1111/biom.13862

Reference Type

Journal Article

Year Published

2023

Journal Title

Biometrics

Author(s)

Renson, Audrey
Hudgens, Michael G.
Keil, Alexander P.
Zivich, Paul N.
Aiello, Allison E.

Article Type

Regular

PMCID

PMC10539489

ORCiD

Renson - 0000-0003-1603-2587
Aiello - 0000-0001-7029-2537
Zivich - 0000-0002-9932-1095